TeamMate®
Overview
Title: Agile Auditing: Rethinking the Audit Plan for Financial Services Organizations

Summary
Internal audit is a profession that struggles against the stereotypes of our past. When we explore our current processes and methodologies, one area that needs attention is executing the audit plan. If our focus is setting a plan in motion and tracking to completion each year, then we are not able to react to changes in our organizations. Financial services organizations face additional challenges in trying to balance emerging risks with the requirements of the regulatory authorities. By embracing the concept of agile auditing, we will be able to adjust more quickly and act as a more relevant partner to our organizations.


Learning Objectives

  • Understand the concept of agile auditing
  • Identify areas for applying agile techniques
  • Discuss a strategy for successfully implementing agile audit
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Speaker
Jessica Clarke, CISA
Market Development Consultant, Wolters Kluwer TeamMate

Jessica is a Certified Information Systems Auditor (CISA) with over 9 years of audit experience in both public accounting and private industry. She performed and supervised various information technology and operational engagements, primarily for financial institutions and financial institution service providers. She joined Wolters Kluwer in 2014 as an implementation and training consultant. In her role as a Market Development Consultant at Wolters Kluwer TeamMate, Jessica works with organizations that are looking for software solutions to their audit, risk, and compliance needs.